AML Audit

This position is listed on behalf of a partner company, who manages all applications and next steps. Our partner is looking for an AML Audit based in United States. This role offers an opportunity to conduct specialized Anti-Money Laundering audits within a broker-dealer environment. As an experienced AML Auditor, you will apply deep knowledge of BSA/AML and fraud risks to assess the effectiveness of financial crime controls. You will plan, execute, and complete audits focused on the broker-dealer business and its regulatory obligations. The position requires a strong understanding of financial crime compliance frameworks, including BSA/AML and sanctions requirements. You will work independently on a project expected to run for approximately two months while applying rigorous audit and compliance practices. The role is fully remote and suited to an experienced internal audit professional with a strong financial services background. Candidates must be based in the continental United States and authorized to work in the U.S. without visa sponsorship.

Plan, perform, and execute AML audits within a broker-dealer environment. Apply expert knowledge of BSA/AML and fraud risks to evaluate relevant financial crime controls. Assess the design and effectiveness of controls applicable to broker-dealer operations. Apply a strong understanding of the broker-dealer business to identify and evaluate financial crime compliance risks. Demonstrate knowledge of financial crime compliance regulations and requirements, including BSA/AML and sanctions. Conduct audit activities with a thorough, risk-based approach and support the completion of assigned audit objectives within the project timeframe. Requirements: Bachelor’s degree or higher in accounting, finance, or a related field. 5+ years of relevant experience within banking or the broker-dealer industry. 5+ years of internal audit experience specifically focused on Financial Crimes Compliance. Strong knowledge of BSA/AML, fraud risks, and sanctions compliance. Demonstrated understanding of controls and regulatory requirements applicable to broker-dealer environments. Strong analytical, audit, risk assessment, and problem-solving skills. Ability to independently manage audit activities and deliver high-quality work within a defined project timeline. Must reside in the continental United States. Must be legally authorized to work in the United States now and in the future. Visa sponsorship is not available for this position. Benefits: Fully remote position within the continental United States. Project-based engagement expected to last approximately two months. Opportunity to apply specialized AML, financial crime compliance, and internal audit expertise within a broker-dealer environment. Exposure to BSA/AML, fraud, and sanctions-related compliance controls and regulatory requirements. Focused project scope suited to an experienced financial crime audit professional.

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