Overview
UAE Nationals Only-Compliance Manager- Compliance Assurance Unit- Compliance Group at Mashreq — United Arab Emirates. • Lead and oversee assigned activities within the Compliance Assurance Unit, ensuring effective delivery of the approved assurance plan and high-quality, risk-based reviews across assigned business and compliance areas. • Support the development and enhancement of an effective independent Quality Assurance / Compliance Assurance framework across Compliance, including UAE and international locations.
Full job description
• Lead and oversee assigned activities within the Compliance Assurance Unit, ensuring effective delivery of the approved assurance plan and high-quality, risk-based reviews across assigned business and compliance areas. • Support the development and enhancement of an effective independent Quality Assurance / Compliance Assurance framework across Compliance, including UAE and international locations. • Provide independent assurance to Compliance Senior Management on the design and operating effectiveness of the Compliance Programme, compliance controls, adherence to regulatory requirements and internal policies. • Collaborate with Compliance verticals and relevant business stakeholders to assess whether internal controls are operating effectively and regulatory requirements are being met. • Provide day-to-day technical guidance, challenge and quality oversight during planning, fieldwork, issue validation, reporting and closure of assurance reviews. • Identify, assess and promptly escalate significant control weaknesses, recurring themes and emerging compliance risks to ensure appropriate management attention and remediation. • Proactively escalate any critical issues within Compliance and/or Business that may expose the Bank to regulatory, conduct, financial crime or reputational risk. • Support the Head of Compliance Assurance / Unit Manager in strengthening assurance methodology, governance, reporting and strategic priorities across the Bank
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